First-Principles Many-Body Theory of Polarons and Data-Driven Compression of Quantum Interactions

Author: Luo, Yao

Year: 2026

Degree: Dissertation (Ph.D.)

Advisor: Bernardi, Marco

Committee Members: Minnich, Austin J.; Alicea, Jason F.; Chan, Garnet K.; Bernardi, Marco

Option: Applied Physics

Abstract

Polarons—quantum particles dressed by a cloud of bath excitations—arise whenever a particle interacts strongly with its host medium. Electron and hole polarons, formed when carriers bind to a phonon cloud through electron-phonon (e-ph) interactions, govern charge transport in transition metal oxides, organic semiconductors, and halide perovskites. The concept generalizes to exciton-phonon interactions, giving rise to exciton polarons that produce the large Stokes shifts and broad photoluminescence (PL) lineshapes central to light-emitting applications.

A predictive treatment of polarons has remained elusive. Numerically exact methods such as diagrammatic Monte Carlo (DMC) have been restricted to simplified model Hamiltonians, while first-principles approaches based on density functional theory provide material-specific e-ph interactions but treat the e-ph correlation approximately. This thesis bridges that gap by developing first-principles diagrammatic Monte Carlo (FPDMC), which stochastically sums all e-ph Feynman diagrams using accurate ab-initio interactions, yielding numerically exact polaron properties in real materials.

Two methodological advances make FPDMC possible. A matrix-product formalism sums over electronic band indices exactly, alleviating the multi-band sign problem in realistic band structures. A data-driven compression of e-ph interactions based on singular-value decomposition (SVD) in the Wannier basis then accelerates the method by more than 10³×. The SVD compression also reveals a hidden low-dimensional structure of quantum interactions, maintaining accuracy across charge transport, spin relaxation, band renormalization, and superconductivity calculations. Extending this philosophy to phonon-phonon interactions via a permanent CP (PCP) decomposition yields 10³–10⁴× compression of anharmonic force constants and orders-of-magnitude speedups in thermal conductivity calculations.

Applying FPDMC, we study polarons in LiF, SrTiO₃, and TiO₂, finding excellent agreement with experimental mobilities and resolving the contrasting small- and large-polaron transport in the two TiO₂ polymorphs. To make the microscopic picture concrete, we introduce an e-ph correlation function that visualizes lattice distortion and polaron orbital character. Extending FPDMC to exciton polarons, we obtain first-principles exciton-phonon interactions from finite-momentum Bethe-Salpeter equation calculations and derive a Fermi-golden-rule PL theory. Applied to CrBr₃, FPDMC predicts a broad PL spectrum agreeing with experiment in both peak position and lineshape.